THE ARBITRATION AGREEMENT UNDER UZBEK LAW: CONSENT, FORM, AND THE LIMITS OF PARTY AUTONOMY
Keywords:
arbitration agreement; Uzbek law; UNCITRAL Model Law; New York Convention; incorporation by reference; pathological clause; multi-party arbitration; party autonomy; applicable law; group of companies doctrineAbstract
The arbitration agreement is the cornerstone of any arbitral process: without a valid, binding agreement to arbitrate, tribunals lack jurisdiction and awards are vulnerable to challenge. This article examines the legal regime governing arbitration agreements under Uzbek law, with particular attention to the dual statutory framework created by the Law on International Commercial Arbitration (ICA Law, 2021) and the Domestic Arbitration Law (DAL, 2006). Adopting the UNCITRAL Model Law as its template, Uzbekistan has positioned itself within the mainstream of international arbitration law — yet significant interpretive gaps remain. The article analyzes the essential content and form requirements for arbitration agreements, evaluating Uzbekistan's compliance with Article II(2) of the New York Convention and the 2006 UNCITRAL Recommendation on the written-form requirement. It examines the under-developed doctrine of incorporation by reference through practical hypotheticals involving ICC and FIDIC standard forms, and undertakes a comparative analysis of the law applicable to the arbitration agreement, drawing on the Sulamérica and Enka v. Chubb jurisprudence. The article further expands on the implications of the reported MADI GMBH v. Zomin Brewery decision for multi-party and third-party arbitration, exploring the group-of-companies doctrine and assignment. A new section addresses pathological arbitration clauses – a systemic risk in Uzbek commercial practice – and argues for adoption of a pro-validity construction principle. Throughout, the article compares Uzbek law with French, German, English, and other Model Law jurisdictions, identifying areas where Uzbek courts and legislators should update or clarify the existing framework.
References
Primary Legal Sources
Law of the Republic of Uzbekistan on International Commercial Arbitration, No. ZRU-703 (adopted 16 February 2021).
Law of the Republic of Uzbekistan on Arbitration Courts (Domestic Arbitration Law), No. ZRU-384 (2006).
Convention on the Recognition and Enforcement of Foreign Arbitral Awards (New York Convention), 10 June 1958, 330 UNTS 38.
UNCITRAL Model Law on International Commercial Arbitration (1985, with amendments as adopted in 2006), UN Doc A/40/17, annex I.
UNCITRAL Recommendation Regarding the Interpretation of Article II, Paragraph 2, and Article VII, Paragraph 1, of the New York Convention, UN Doc A/RES/61/33 (2006).
Swiss Federal Code on Private International Law (PILS), Art. 178 (1987, as amended).
French Code of Civil Procedure, Arts. 1442–1527 (Decree No. 2011-48 of 13 January 2011).
Cases
Sulamérica Cia Nacional de Seguros SA v. Enesa Engenharia SA [2012] EWCA Civ 638.
Enka Insaat Ve Sanayi AS v. OOO Insurance Company Chubb [2020] UKSC 38.
ICC Final Award No. 4131 (Dow Chemical France, et al. v. Isover Saint Gobain, 1982), (1984) 9 Yearbook Commercial Arbitration 131.
Peterson Farms Inc v. C&M Farming Ltd [2004] EWHC 121 (Comm), [2004] 1 Lloyd's Rep 603.
MADI GMBH v. Zomin Brewery, Tashkent Commercial Court (reported).
Dallah Real Estate & Tourism Holding Co v. Ministry of Religious Affairs of the Government of Pakistan [2010] UKSC 46.
Books and Treatises
Born GB, International Commercial Arbitration (3rd edn, Wolters Kluwer 2021).
Fouchard P, Gaillard E and Goldman B, On International Commercial Arbitration (E Gaillard and J Savage eds, Kluwer Law International 1999).
Lew JDM, Mistelis LA and Kröll SM, Comparative International Commercial Arbitration (Kluwer Law International 2003).
Redfern A, Hunter M, Blackaby N and Partasides C, Law and Practice of International Commercial Arbitration (6th edn, Sweet & Maxwell 2015).
Poudret JF and Besson S, Comparative Law of International Arbitration (2nd edn, Sweet & Maxwell 2007).
van den Berg AJ, The New York Arbitration Convention of 1958 (Kluwer Law International 1981).
Articles
Eisemann F, 'La clause d'arbitrage pathologique' in E Minoli (ed), Commercial Arbitration: Essays in Memoriam Eugenio Minoli (UTET 1974) 129.
Hanotiau B, 'Non-Signatories in International Arbitration: Lessons from Thirty Years of Case Law' in A van den Berg (ed), New Horizons in International Commercial Arbitration and Beyond (Kluwer Law International 2005) 341.
Grigera Naón HA, 'Choice-of-Law Problems in International Commercial Arbitration' (2001) 289 Recueil des Cours 9.